SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Thompson Tommy G

(Last) (First) (Middle)
6800 BROKEN SOUND PKWY NW
THIRD FLOOR

(Street)
BOCA RATON FL 33487

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TherapeuticsMD, Inc. [ TXMD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/20/2015 P 455 A $6.2939 1,000 I See(1)
Common Stock 08/20/2015 P 343 A $6.2939 1,000 I See(2)
Common Stock 08/20/2015 P 10,000 A $6.2939 10,000 I See(3)
Common Stock 659,500 I See(4)
Common Stock 3,555 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Owned by Elroy VI, LLC, in which Mr. Thompson owns an indirect interest. Mr. Thompson disclaims beneficial ownership of the shares held by Elroy VI, LLC except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Thompson is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Mr. Thompson's shares held indirectly by other means where inadvertently also included as held by Elroy VI, LLC in a Form 4 filed on September 8, 2014 to report the acquisition of 545 shares by Elroy VI, LLC. Such inadvertent shares are not included in the total shares beneficially owned by Elroy VI, LLC on this Form 4.
2. Owned by Elroy VII, LLC, in which Mr. Thompson owns an indirect interest. Mr. Thompson disclaims beneficial ownership of the shares held by Elroy VII, LLC except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Thompson is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Mr. Thompson's shares held indirectly by other means where inadvertently also included as held by Elroy VII, LLC in a Form 4 filed on September 8, 2014 to report the acquisition of 657 shares by Elroy VII, LLC. Such inadvertent shares are not included in the total shares beneficially owned by Elroy VII, LLC on this Form 4.
3. Owned by Tommy G. Thompson IRA.
4. Owned by Thompson Family Investments, LLC or Thompson Family Holdings, LLC, entities directly or indirectly solely owned by Mr. Thompson. Does not include (i) 545 shares previously reported as held by Thompson Family Investments, LLC or Thompson Family Holdings, LLC, which are now reported as held by Elroy VI, LLC, (ii) 657 shares previously reported as held by Thompson Family Investments, LLC or Thompson Family Holdings, LLC, which are now reported as held by Elroy VII, LLC, and (iii) 555 shares held directly by Mr. Thompson, which were previously inadvertently included in both the total number of shares directly and indirectly held by Mr. Thompson.
/s/ Tommy G. Thompson 08/24/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.